The term financial regulation comprises rules and regulations that are framed from time to time with the aim of monitoring the activities of banks and other financial entities. These regulations are usually framed by government-appointed regulators or various internationally recognized groups to protect investors and ensure financial stability and parity. Financial regulations include setting certain standards of conduct and capital management, as well as investigation and prosecution during instances of misconduct. Ensuring market confidence, financial stability and consumer protection are some of the main aims of financial regulations. Various types of financial regulations include supervising stock exchanges, listed companies, investment management as well as anti-money laundering activities. Hide this